# Second fundamental form

The **second fundamental form** is a symmetric bilinear form on the tangent space of a surface (or, more generally, a submanifold) that measures how the surface bends within the space that contains it. For an oriented regular surface in Euclidean three-space with unit normal field N, it is defined by

\[ \mathrm{II}(v, w) = \langle S(v), w \rangle, \]

where S is the shape operator, the derivative of the [Gauss map](https://www.edgepedia.org/gauss-map) with a sign convention.<sup>[1](https://mathworld.wolfram.com/SecondFundamentalForm.html)</sup> While the first fundamental form records distances and angles within the surface, the second fundamental form records the extrinsic geometry, the way the surface sits in the surrounding space.<sup>[2](https://theaxiomacademy.org/learn/dg-summary-surface-curvature)</sup>

| Key fact | Detail |
|---|---|
| Definition | \( \mathrm{II}(v,w) = \langle S(v), w \rangle \), with S the shape operator \( S(v) = -dN(v) \)<sup>[1](https://mathworld.wolfram.com/SecondFundamentalForm.html)</sup> |
| Geometric meaning | Twice the principal linear part of the deviation of the surface from its tangent plane at the point<sup>[3](https://encyclopediaofmath.org/wiki/Second_fundamental_form)</sup> |
| Coefficients | \( L = \langle \mathbf{r}_{uu}, \mathbf{n} \rangle \), \( M = \langle \mathbf{r}_{uv}, \mathbf{n} \rangle \), \( N = \langle \mathbf{r}_{vv}, \mathbf{n} \rangle \)<sup>[3](https://encyclopediaofmath.org/wiki/Second_fundamental_form)</sup> |
| Symmetry | II is a symmetric bilinear form; equivalently the shape operator is self-adjoint with respect to the first fundamental form<sup>[1](https://mathworld.wolfram.com/SecondFundamentalForm.html)</sup><sup> • </sup><sup>[4](https://math.leidenuniv.nl/scripties/JaibiBach.pdf)</sup> |
| Curvatures | Principal curvatures are the eigenvalues of S; Gaussian curvature \( K = \det S = \kappa_1 \kappa_2 \), mean curvature is half the trace<sup>[5](https://sites.science.oregonstate.edu/coursewikis/GDF/book/gdf/surfaces)</sup> |
| Sign convention | Reversing the choice of unit normal flips II, the shape operator, the mean curvature, and the principal curvatures, but leaves Gaussian curvature unchanged<sup>[6](https://maths.free/differential-geometry/differential-geometry-of-surfaces/)</sup> |
| Origin | Introduced in Gauss's *Disquisitiones generales circa superficies curvas* of 1827 (printed 1828)<sup>[7](https://institucional.us.es/blogimus/en/2022/05/gauss-other-disquisitiones/)</sup> |

## Definition via the Gauss map

For an oriented surface S in [Euclidean space](https://www.edgepedia.org/euclidean-space), the Gauss map G sends each point p to the unit normal vector N(p), a point of the unit sphere. Its differential \( D_p G \) maps the tangent plane \( T_p S \) back to itself, since the derivative of a unit-length vector field is perpendicular to the vector. The Weingarten map (shape operator) is the negative of this differential,<sup>[8](https://people.math.aau.dk/~raussen/MAT5/17/SLIDES/S2.pdf)</sup>

\[ L_p = -Dn(p) : T_p M \to T_p M, \]

and the second fundamental form at p is the bilinear map

\[ \mathrm{II}_p(X, Y) = \langle L_p(X), Y \rangle. \]

A standard theorem states that \( L_p \) is self-adjoint, meaning \( \langle L_p(X), Y \rangle = \langle X, L_p(Y) \rangle \), so II is symmetric. The proof uses the equality of mixed partial derivatives: differentiating the identity \( \langle n \circ \phi, \phi_u \rangle = 0 \) with respect to v shows that \( \langle L_p(\phi_v), \phi_u \rangle = \langle n \circ \phi, \phi_{uv} \rangle \), which is symmetric in u and v.<sup>[4](https://math.leidenuniv.nl/scripties/JaibiBach.pdf)</sup> Equivalently, \( \mathrm{II}_p(\xi, \eta) = -\langle D_\xi \nu, \eta \rangle \), where \( D_\xi \) is the directional derivative of the cooriented unit normal field; the coefficient functions \( h_{ij} = -\langle D_{e_j} \nu, e_i \rangle \) satisfy \( h_{ij} = h_{ji} \).<sup>[9](https://people.math.harvard.edu/~dafr/diffgeom.pdf)</sup>

## Coefficients and computation

If a surface is given by a regular parametrization \( \mathbf{r}(u,v) \) with unit normal \( \mathbf{n} \), the second fundamental form is the quadratic differential form<sup>[3](https://encyclopediaofmath.org/wiki/Second_fundamental_form)</sup>

\[ \mathrm{II} = \langle \mathbf{r}_{uu}, \mathbf{n} \rangle \, du^2 + 2 \langle \mathbf{r}_{uv}, \mathbf{n} \rangle \, du\, dv + \langle \mathbf{r}_{vv}, \mathbf{n} \rangle \, dv^2, \]

whose coefficients are conventionally written L, M, N (or e, f, g). In matrix form,<sup>[10](https://people.math.harvard.edu/~knill/teaching/math136/handouts/lecture08.pdf)</sup>

\[ \mathrm{II} = \begin{pmatrix} L & M \\ M & N \end{pmatrix} = \begin{pmatrix} -\mathbf{r}_u \cdot \mathbf{n}_u & -\mathbf{r}_u \cdot \mathbf{n}_v \\ -\mathbf{r}_v \cdot \mathbf{n}_u & -\mathbf{r}_v \cdot \mathbf{n}_v \end{pmatrix} = \begin{pmatrix} \mathbf{n} \cdot \mathbf{r}_{uu} & \mathbf{n} \cdot \mathbf{r}_{uv} \\ \mathbf{n} \cdot \mathbf{r}_{vu} & \mathbf{n} \cdot \mathbf{r}_{vv} \end{pmatrix}. \]

The equality of the two matrices follows from differentiating \( \mathbf{r}_u \cdot \mathbf{n} = 0 \), and the symmetry follows from Clairaut's theorem on mixed partials. The coefficients can also be computed as determinants divided by \( \sqrt{EG - F^2} \), where E, F, G are the coefficients of the first fundamental form; for example \( e = \det(\mathbf{x}_{uu}, \mathbf{x}_u, \mathbf{x}_v) / \sqrt{EG - F^2} \).<sup>[1](https://mathworld.wolfram.com/SecondFundamentalForm.html)</sup>

## What the form measures

Geometrically, \( \mathrm{II}(v,v) \) equals the normal curvature of the surface in the direction v when v is a unit tangent vector; in general, for a nonzero tangent vector v, \( \kappa_n(v) = \mathrm{II}(v,v) / \mathrm{I}(v,v) \), the curvature at p of the normal section through v.<sup>[2](https://theaxiomacademy.org/learn/dg-summary-surface-curvature)</sup><sup> • </sup><sup>[19](https://encyclopediaofmath.org/wiki/Normal_curvature)</sup> The Encyclopedia of Mathematics describes the form as twice the principal linear part of the deviation \( PM' \) of a nearby surface point from the tangent plane at M, written \( \mathrm{II} = (-d\mathbf{r}, d\mathbf{n}) \).<sup>[3](https://encyclopediaofmath.org/wiki/Second_fundamental_form)</sup>

Because the definition uses the unit normal, the sign of II depends on the orientation: negating the normal field negates the second fundamental form, the shape operator, the mean curvature, and the principal curvatures, while the [Gaussian curvature](https://www.edgepedia.org/gaussian-curvature) \( \kappa_1 \kappa_2 \) is unchanged.<sup>[6](https://maths.free/differential-geometry/differential-geometry-of-surfaces/)</sup>

## Relation to curvature

The eigenvalues \( \kappa_1 \le \kappa_2 \) of the shape operator are the principal curvatures, the maximum and minimum normal curvatures over all tangent directions, and their eigenvectors are orthogonal.<sup>[5](https://sites.science.oregonstate.edu/coursewikis/GDF/book/gdf/surfaces)</sup> Their product is the Gaussian curvature, \( K = \kappa_1 \kappa_2 = \det S \), and their average is the mean curvature \( H = (\kappa_1 + \kappa_2)/2 \).<sup>[2](https://theaxiomacademy.org/learn/dg-summary-surface-curvature)</sup> In Gauss's own analytic formula, the curvature is

\[ k = \frac{LN - M^2}{EG - F^2}, \]

where L, M, N are the functions of the second fundamental form and E, F, G those of the first.<sup>[7](https://institucional.us.es/blogimus/en/2022/05/gauss-other-disquisitiones/)</sup>

Although K is defined through the second fundamental form, which depends on the embedding, Gauss proved in 1827 that it can be computed from the first fundamental form alone, the result he named the *Theorema Egregium* ("remarkable theorem").<sup>[11](https://webapps.math.uci.edu/~ndonalds/math162a/surfaces.html)</sup> The second fundamental form and the mean curvature, by contrast, remain genuinely extrinsic quantities that depend on how the surface is embedded.<sup>[11](https://webapps.math.uci.edu/~ndonalds/math162a/surfaces.html)</sup>

The form also enters the Gauss equation, which relates the intrinsic curvature of a submanifold to that of the ambient space. For an inclusion \( M \subset N \),<sup>[12](https://math.osu.edu/~derdzinski.1/courses/766/an.pdf)</sup>

\[ R(g)(u, u', w, w') = R(h)(u, u', w, w') + \langle B(u,w), B(u',w') \rangle - \langle B(u,w'), B(u',w) \rangle, \]

where B is the second fundamental form of the immersion. Bonnet's theorem states that a surface exists with a given compatible pair of first and second fundamental forms.<sup>[13](https://mathshistory.st-andrews.ac.uk/Extras/Bonnet_differential_geometry/)</sup>

## Generalization to submanifolds

For a submanifold N of a Riemannian manifold M with normal bundle \( \nu \), the second fundamental form is vector-valued,<sup>[14](https://math.mit.edu/~mrowka/Math966notesSp05.pdf)</sup>

\[ \mathrm{II} : TN \times TN \to \nu, \qquad \mathrm{II}(X, Y) = \Pi_\nu(\nabla_X Y), \]

the normal component of the ambient [covariant derivative](https://www.edgepedia.org/covariant-derivative). It is tensorial and symmetric, the symmetry following from torsion-freeness of the [Levi-Civita connection](https://www.edgepedia.org/levi-civita-connection): \( \Pi_\nu(\nabla_X Y) = \Pi_\nu(\nabla_Y X + [X,Y]) = \Pi_\nu(\nabla_Y X) \).<sup>[14](https://math.mit.edu/~mrowka/Math966notesSp05.pdf)</sup> For the unit sphere \( S^n \subset \mathbb{R}^{n+1} \), this form is \( \mathrm{II}(X,Y) = \langle X, Y \rangle \).<sup>[14](https://math.mit.edu/~mrowka/Math966notesSp05.pdf)</sup> A submanifold is called totally geodesic when its second fundamental form vanishes identically, and minimal when its mean curvature vector, the trace of the form, vanishes.<sup>[15](https://citeseerx.ist.psu.edu/document?doi=1cd1bac7dc35dc65ef81e9e686b3d3ec9c3455bf&repid=rep1&type=pdf)</sup> For a two-sided hypersurface with unit normal \( \nu \), the vector-valued form reduces to the scalar symmetric (0,2)-tensor \( A(X,Y) = g(\nabla_X Y, \nu) \), whose eigenvalues are the principal curvatures.<sup>[16](https://www.gaomw.com/notes/minimal-hypersurfaces/background-on-riemannian-manifolds-and-minimal-immersions/submanifolds/)</sup>

## History

[Carl Friedrich Gauss](https://www.edgepedia.org/carl-friedrich-gauss) introduced the first and second fundamental forms, the principal curvatures, and the Gauss map in *Disquisitiones generales circa superficies curvas*, published in 1827 and printed in 1828.<sup>[7](https://institucional.us.es/blogimus/en/2022/05/gauss-other-disquisitiones/)</sup><sup> • </sup><sup>[17](https://unseel.com/mathematics/gaussian-curvature)</sup> His curvature formula \( k = (LN - M^2)/(EG - F^2) \) was initially unsatisfactory to him because L, M, N are defined through the external normal vector, yet he then showed that k depends only on E, F, G, the intrinsic data, a result he found striking enough to name the [Theorema Egregium](https://www.edgepedia.org/theorema-egregium).<sup>[7](https://institucional.us.es/blogimus/en/2022/05/gauss-other-disquisitiones/)</sup> The later nineteenth-century work of Bour, Bonnet, and Codazzi on the applicability problem led to the recognition of the Mainardi–Codazzi equations and the fundamental theorem of surface theory, which ties the two fundamental forms together.<sup>[18](https://tesidottorato.depositolegale.it/handle/20.500.14242/82842)</sup>

## References

1. [Second Fundamental Form, Wolfram MathWorld](https://mathworld.wolfram.com/SecondFundamentalForm.html)
2. [Surface Curvature Summary, Axiom Academy](https://theaxiomacademy.org/learn/dg-summary-surface-curvature)
3. [Second fundamental form, Encyclopedia of Mathematics](https://encyclopediaofmath.org/wiki/Second_fundamental_form)
4. [2.4 Second Fundamental Form, Bach Jaibi, Leiden University](https://math.leidenuniv.nl/scripties/JaibiBach.pdf)
5. [Surfaces, Geometry of Differential Forms, Oregon State University](https://sites.science.oregonstate.edu/coursewikis/GDF/book/gdf/surfaces)
6. [Differential geometry of surfaces, maths.free](https://maths.free/differential-geometry/differential-geometry-of-surfaces/)
7. [Gauss' other Disquisitiones, Instituto de Matemáticas, Universidad de Sevilla](https://institucional.us.es/blogimus/en/2022/05/gauss-other-disquisitiones/)
8. [Second fundamental form, Gauss map and Weingarten map, Aalborg University lecture notes](https://people.math.aau.dk/~raussen/MAT5/17/SLIDES/S2.pdf)
9. [Differential Geometry 93, Harvard University notes](https://people.math.harvard.edu/~dafr/diffgeom.pdf)
10. [Lecture 8: Fundamental Forms, Math 136, Harvard University](https://people.math.harvard.edu/~knill/teaching/math136/handouts/lecture08.pdf)
11. [Surfaces, Math 162A notes, University of California, Irvine](https://webapps.math.uci.edu/~ndonalds/math162a/surfaces.html)
12. [Course notes on the second fundamental form and Gauss equation, Ohio State University](https://math.osu.edu/~derdzinski.1/courses/766/an.pdf)
13. [Bonnet differential geometry, MacTutor History of Mathematics](https://mathshistory.st-andrews.ac.uk/Extras/Bonnet_differential_geometry/)
14. [Riemannian Geometry lecture notes, Math 966, MIT](https://math.mit.edu/~mrowka/Math966notesSp05.pdf)
15. [Cabrizo et al., Colloquium notes on submanifold geometry, CiteSeerX](https://citeseerx.ist.psu.edu/document?doi=1cd1bac7dc35dc65ef81e9e686b3d3ec9c3455bf&repid=rep1&type=pdf)
16. [Submanifolds, Gaoming Wang, background notes on minimal hypersurfaces](https://www.gaomw.com/notes/minimal-hypersurfaces/background-on-riemannian-manifolds-and-minimal-immersions/submanifolds/)
17. [Gaussian Curvature: K = κ₁κ₂ and the Theorema Egregium, Unseel](https://unseel.com/mathematics/gaussian-curvature)
18. [Surface Theory in the 18th and 19th Centuries: The Second Problem of Applicability, Tesi Dottorato](https://tesidottorato.depositolegale.it/handle/20.500.14242/82842)
19. [encyclopediaofmath.org](https://encyclopediaofmath.org/wiki/Normal_curvature)

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*Topic: Encyclopedia › Physical world and mathematics › Mathematics and statistics › Geometry and topology › Differential geometry*

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